SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
| C/O CVR ENERGY, INC. |
| 2277 PLAZA DRIVE, SUITE 500 |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
01/01/2015
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3. Issuer Name and Ticker or Trading Symbol
CVR ENERGY INC
[ CVI ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| SVP, General Counsel & Sec. |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
| Restricted Stock Units |
12/28/2015 |
12/28/2015 |
Common Stock |
1,048 |
|
D |
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| Explanation of Responses: |
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|
/s/ John R. Walter |
01/09/2015 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
LIMITED POWER OF ATTORNEY
The undersigned, being a person who will be subject to the
reporting obligations of Section 16 of the Securities Exchange Act
of 1934, as amended (the "Act"), with respect to securities of CVR
Energy, Inc., CVR Refining, LP and CVR Partners, LP (collectively,
"CVR"), hereby constitutes and appoints Susan M. Ball as the
undersigned's true and lawful attorney-in-fact and agent solely so
as to permit the undersigned to file Forms 3, 4 and 5 with the
Securities and Exchange Commission on the undersigned's behalf
pursuant to Section 16 of the Act, and the rules and regulations
promulgated thereunder, or any successor laws and regulations,
as a consequence of the undersigned's ownership, acquisition or
disposition of equity securities of CVR, and to perform all acts
necessary in order to file such forms as she shall deem appropriate.
The undersigned hereby ratifies and confirms all that said attorney-
in-fact and agent shall do or cause to be done by virtue hereof.
This Limited Power of Attorney shall remain in full force and
effect until the undersigned is no longer required to file Forms 3,
4 and 5 with respect to the undersigned's holdings of and transactions
in securities issued by CVR, unless earlier revoked by the undersigned
in a signed writing delivered to the foregoing attorney-in-fact.
This Limited Power of Attorney is executed as of December 18, 2014.
/s/ John R. Walter
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John R. Walter
